Lively v. Wafra Inv. Advisory Group, Inc.
The plaintiff, Francis P. Lively, appealed an order that dismissed his complaint against Wafra Investment Advisory Group, Inc. and Fawaz Al-Mubaraki. Lively, a former senior managing director, alleged age discrimination and retaliation under the New York State and City Human Rights Laws after being terminated due to sexual harassment complaints. The court affirmed the dismissal, finding that Lively failed to sufficiently allege age discrimination or a causal connection for retaliation. Additionally, his claims for tortious interference, defamation, negligence, unjust enrichment, and quantum meruit were also found to be inadequately pleaded or barred by other laws. The Second Circuit's prior dismissal of federal claims did not, however, preclude state law claims based on collateral estoppel.